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Advanced Defined Contribution Plans Audit Certificate Exam Review

DeliveryType:  Video Webcast
    Select Date & Time:
  • $599.00-$749.00
    Advanced Defined Contribution Plans Audit Certificate Exam Review - Webcast & Exam Bundle 09:00 am - 05:00 pm ET Product #: VRADCP18001B
    Add to Calendar 05/29/2018 09:00:00 05/29/2018 17:00:00 America/New_York AICPA Webcast: Advanced Defined Contribution Plans Audit Certificate Exam Review - Webcast & Exam Bundle
    This webcast will cover each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance.
    Register at http://www.aicpastore.com/*/AuditAttest/IndustryspecificGuidance/EmployeeBenefitPlans/PRDOVR~PC-WC1203739/PC-WC1203739.jsp AICPA noreply@aicpastore.com false MM/DD/YYYY AICPA WebEvent aiEQlNoFjzFNtMgVwmLn20911
    AICPA Member: $599.00
    Non-Member: $749.00
  • $399.00-$499.00
    Advanced Defined Contribution Plans Audit Certificate Exam Review 09:00 am - 05:00 pm ET Product #: VRADCP18001
    Add to Calendar 05/29/2018 09:00:00 05/29/2018 17:00:00 America/New_York AICPA Webcast: Advanced Defined Contribution Plans Audit Certificate Exam Review
    This webcast will cover each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance.
    Register at http://www.aicpastore.com/*/AuditAttest/IndustryspecificGuidance/EmployeeBenefitPlans/PRDOVR~PC-WC1203739/PC-WC1203739.jsp AICPA noreply@aicpastore.com false MM/DD/YYYY AICPA WebEvent aiEQlNoFjzFNtMgVwmLn20911
    AICPA Member: $399.00
    Non-Member: $499.00
  • $599.00-$749.00
    Advanced Defined Contribution Plans Audit Certificate Exam Review - Webcast & Exam Bundle 09:00 am - 05:00 pm ET Product #: VRADCP18002B
    Add to Calendar 06/19/2018 09:00:00 06/19/2018 17:00:00 America/New_York AICPA Webcast: Advanced Defined Contribution Plans Audit Certificate Exam Review - Webcast & Exam Bundle
    This webcast will cover each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance.
    Register at http://www.aicpastore.com/*/AuditAttest/IndustryspecificGuidance/EmployeeBenefitPlans/PRDOVR~PC-WC1203739/PC-WC1203739.jsp AICPA noreply@aicpastore.com false MM/DD/YYYY AICPA WebEvent aiEQlNoFjzFNtMgVwmLn20911
    AICPA Member: $599.00
    Non-Member: $749.00
  • Read More
  • $399.00-$499.00
    Advanced Defined Contribution Plans Audit Certificate Exam Review 09:00 am - 05:00 pm ET Product #: VRADCP18002
    Add to Calendar 06/19/2018 09:00:00 06/19/2018 17:00:00 America/New_York AICPA Webcast: Advanced Defined Contribution Plans Audit Certificate Exam Review
    This webcast will cover each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance.
    Register at http://www.aicpastore.com/*/AuditAttest/IndustryspecificGuidance/EmployeeBenefitPlans/PRDOVR~PC-WC1203739/PC-WC1203739.jsp AICPA noreply@aicpastore.com false MM/DD/YYYY AICPA WebEvent aiEQlNoFjzFNtMgVwmLn20911
    AICPA Member: $399.00
    Non-Member: $499.00
  • Read Less

Through advanced learning exercises, prepare for the Advanced Defined Contribution Plans Audit Certificate Exam and grow your expertise with regard to these types of audits. Step through each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance. This webcast is recommended learning and covers strategies to help you confidently approach the Advanced Defined Contribution Plans Audit Certificate exam.

Topics Discussed

Advanced Defined Contribution Plans Audit Certificate Exam Review includes:

  • Introduction and background
  • Planning and general procedures
  • Internal control
  • Sampling
  • Net assets available for benefits
  • Investments
  • Changes in net assets available for benefit
  • Plan tax status
  • ESOPs
  • Plan mergers, transfers, spin-offs
  • Terminations
  • Changes in service provider
  • Financial statement presentation and disclosures
  • Audit reports

Learning Objectives

When you complete this webcast, you will be able to:

  • Apply the key concepts and skills for a solid audit foundation specifically related to defined contribution retirement plans
  • Evaluate defined contribution retirement plan-specific audit circumstances and apply key concepts and skills to audit engagements
  • Identify any areas needed for professional development as outlined in the AICPA's Competency Framework: Employee Benefit Plan Auditing

Who Should Attend This Event?

  • Experienced EBP auditors seeking a high level review of defined contribution plans audit techniques

Important Information on Your CPE Credit

Discounts

Employee Benefit Plans Audit Quality Center (EBPAQC) members save 20% on the webcast or $100 on the webcast and exam bundle:

Find out more information on the EBPAQC Website

Save when you purchase the webcast and exam together!

Bundle the webcast with the Advanced Defined Contributions Plans Certificate Exam for more savings. Be sure to select the bundle option above for the webcast you want to attend. The online exam and access to the archived webcast will be available for one year after you purchase the bundle.

Group Viewing Option

Gather the team together and attend this webcast as a group. Each attendee will earn CPE Credit. Enter the number of attendees in the quantity box above.

Number of Attendees Non-Member Member

1 - 4

$499 $399

5 - 9

$449 $359

10 - 20

$419 $339

21 +

$399 $319

Your order confirmation will include an instruction document for group viewing and earning CPE credit (please review prior to the start of the event) and information on how to access the webcast.

Speaker Bio

Daryl G. Krause, CPA
DG Krause LLC / Indianapolis, Indiana

Mr. Krause has CPA certifications in several Midwestern states. He practices public accounting as Manager & CEO of his regional CPA firm, headquartered in Indianapolis, Indiana, which he founded in 2005. DG Krause LLC is a member of the AICPA’s Employee Benefit Plan Audit Quality Center and performs employee benefit plan audit services for which Daryl serves as the sign-off partner.

Daryl has led 145 courses for the AICPA in 30 states and the District of Columbia since 2008. He also has performed technical reviews during the development of certain AICPA courses. Currently a key project team member on the AICPA’s 2016 update of its Employee Benefit Plans-Best Practices in Presentation and Disclosure publication. Author of several employee benefit plan-related DG Krause LLC CPE programs offered by the Indiana CPA Society.

Previously he enjoyed 23 years of diversified responsibilities with Ernst & Young as outlined below. Industries he served included manufacturing, construction, real estate and financial services.

  1. Daryl was the Ohio Valley Area Director of Employee Benefit Plan Services specialty audit practice for 8 years responsible for the technical accuracy and quality of over 300,000 hours of employee benefit plan audit effort. Roles included sign-off partner for approximately one third of the entire area's engagements, independent reviewer on approximately 100 additional plans per year and technical advisor for all work.

  2. As Senior Manager in the Entrepreneurial Services group for 3 years he managed a portfolio of corporate audit client relationships. Roles included providing SEC reporting assistance to new public companies, assisting in due diligence on potential acquisitions and helping companies improve their controls and financial reporting processes.

  3. He served in E&Y's National Professional Development group as a Senior Manager for 5 years.  Roles included designing, developing and delivering core curriculum Audit and Entrepreneurial Services training programs for the entire U.S. practice.  Part of the 11 member team that completed the development effort to introduce the Ernst & Young Audit Approach training for Staff through Partner following the Ernst & Whinney and Arthur Young merger, which was deemed a critical success factor for the newly formed Ernst & Young.

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